Post by cxgllc on May 8, 2019 0:35:38 GMT 12
To conduct securities transactions and business with the investing public in the United States, both firms and individuals must be registered with FINRA. Firms must apply and meet certain membership standards to become a FINRA-registered broker-dealer.
Applying for FINRA membership is an extensive multistep process. If after reviewing the information in this section you need additional assistance, please contact FINRA’s Gateway Business Application Support (GBAS) group at (800) 321-6273. Working with GBAS can make the application process smooth and efficient, as well as help answer your questions.
FINOP Consulting | Compliance Consulting Services
Applying for FINRA membership is an extensive multistep process. If after reviewing the information in this section you need additional assistance, please contact FINRA’s Gateway Business Application Support (GBAS) group at (800) 321-6273. Working with GBAS can make the application process smooth and efficient, as well as help answer your questions.
FINOP Consulting | Compliance Consulting Services